Regulatory investigations and enforcement matters
We advise on the interpretation and application of UK and EU regulation in a variety of settings. We also assist with licence applications, liaise with regulatory bodies, and represent clients at hearings before regulatory tribunals.
Investigation and enforcement actions by regulators have implications for your business, its reputation and its future operation. You need clear guidance as to how best to interact with the regulator and manage the process as well as you can.
We have considerable experience of working alongside organisations which are subject to investigation and enforcement action, from routine investigations and adverse incident reporting through to large-scale and complex situations. We are familiar with the pressures of fast-paced developments, aggressive investigation and intense media scrutiny.
We have also been involved in successful appeals and challenges of a wide variety of regulatory decisions by a wide variety of regulators.